Inspections & examinations
Inspection and examination management
Plan risk-based inspections, conduct fieldwork with structured working papers and track corrective action through to validated closure.
Capabilities
What the module delivers
Risk-based inspection planning
Build annual and ad-hoc plans informed by risk ratings, indicators and supervisory priorities.
Scoping and team assignment
Define objectives, scope, timelines and assign examiners with the required permissions.
Structured working papers
Capture procedures, testing, observations and evidence in configurable templates.
Findings and severity rating
Record findings against criteria with severity, root cause and recommended action.
Reporting and entity response
Issue inspection reports, capture entity responses and record agreed remediation.
Corrective action to closure
Assign accountable owners, monitor due dates, validate closure evidence and retain the audit trail.
Outcomes
Fieldwork that is consistent and closable
- Inspection scope and effort align with assessed risk rather than fixed cycles.
- Working papers follow one standard, making review and quality assurance faster.
- Findings connect to the entity record, not a standalone document.
- Remediation progress and overdue items are visible at any time.
- Closure requires validated evidence, recorded against the original finding.
Governed by design
Working papers, evidence and closure decisions are retained with version control and reviewer attribution. Where AI assists this module, it is advisory only — every insight shows its source data, rationale and confidence, and final regulatory decisions remain with authorised human officers.